Compliance Officers and Personal Liability: Could This be the Riskiest Corporate Job? By: Ted Banks In December 2014, a 57-page complaint filed by the U.S. Attorney in Manhattan sought to impose personal liability on the former compliance officer for MoneyGram International, Thomas Haider. It alleges that he willfully or recklessly failed to stop money laundering… Read more »
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Corporate Compliance
Corporate Compliance By Ted Banks All businesses, no matter their size or what industry they serve, have one thing in common: they are legally bound by laws and regulations. A business requires internal unity to ensure that its employees are aware of what is expected of them. Corporate compliance is simply a necessity of doing… Read more »
The Pillars of Business Compliance Programs
By: The Principals at Compliance & Competition Consultants, LLC There are many well defined components of business compliance programs, and it takes a lot of responsibility and diligence to make sure every level of your business is operating in accordance with the law. Between the constantly changing laws, rules, and regulations, it can seem like… Read more »