By: Ted Banks Corporate compliance programs are complex in nature, and they consist of many moving parts. To make sure your business has its ducks in a row, it is a good idea to have a checklist with which you can track the different areas of your business. One thing you will want to have… Read more »
Posts Tagged: corporate compliance
Creating a Successful Compliance Program
Considerations to Create a Successful Compliance Program By: Ted Banks The field of corporate compliance is exploding, and it is only becoming more important as time marches on. Today’s business are inundated with more data and information than ever before, and a single corporate entity has the potential to affect multitudes of people in a… Read more »
Corporate Compliance and Ethics Institute 2015
Corporate Compliance and Ethics Institute 2015 By: Ted Banks Corporate Compliance and Ethics Institute 2015 – Chicago Seminar Location – May 4th-5th 9:00 am University of Chicago Gleacher Center, 450 N. Cityfront Plaza Drive, Chicago, Il 60611. (312) 464-8787. Why You Should Attend Organizations face enormous legal and compliance risks, and the need for effective… Read more »
Corporate Governance in Chicago
Corporate Governance in Chicago By Ted Banks Due to technology, businesses are able to share information with their customers and affect the lives of others more rapidly than ever before. In turn, this drastically speeds up how fast a business performs its day-to-day tasks. With businesses accelerating faster and faster, the need for corporate governance… Read more »
Does the Wall Street Journal Know Anything About Compliance?
Does the Wall Street Journal Know Anything About Compliance? By: Ted Banks A few days ago, the Wall Street Journal published an editorial about the government’s case against Apple for price fixing of e-books. Apple lost the case, and the court appointed a monitor to ensure compliance with the court’s decision and the antitrust laws…. Read more »
Compliance Officers and Personal Liability
Compliance Officers and Personal Liability: Could This be the Riskiest Corporate Job? By: Ted Banks In December 2014, a 57-page complaint filed by the U.S. Attorney in Manhattan sought to impose personal liability on the former compliance officer for MoneyGram International, Thomas Haider. It alleges that he willfully or recklessly failed to stop money laundering… Read more »
Corporate Compliance
Corporate Compliance By Ted Banks All businesses, no matter their size or what industry they serve, have one thing in common: they are legally bound by laws and regulations. A business requires internal unity to ensure that its employees are aware of what is expected of them. Corporate compliance is simply a necessity of doing… Read more »